Compliance Officer Para Lisbon

FGI Capital está com vaga(s) de emprego para Compliance Officer Para Lisbon em Lisbon

Cargo:

Compliance Officer – Lisbon

About the job

Are you passionate about maintaining high standards in a fast-paced financial environment? Join our team as a Compliance Officer, where you'll play a key role in ensuring regulatory compliance, mitigating risk, and supporting ethical growth.

Role: Legal and Compliance Officer – Asset Management 

• Possibility to join FGI Capital, a CMVM-licensed asset management firm specialised in fund management, advisory services and immigration-linked investment solutions.
• Excellent opportunity to develop your career in compliance and gain exposure to international investors, stakeholders and markets.

Job description

• Monitor and ensure compliance with applicable laws and regulations;
• Develop and implement internal policies and procedures;
• Drawing up the annual plan for permanent and periodic controls;
• Carry out the permanent control plan;
• Evaluate the compliance of procedures, maps, agreements and contracts, and commercial documents;
• Regularly update procedures and maps;
• Ensure regular reporting to the company's management;
• Conduct internal audits and compliance reviews;
• Liaise with regulators and external auditors;
• Ensure correspondence with supervisory authorities and ensure the reliability, integrity and consistency of the information transmitted;
• Ensure the regulatory and legal monitoring adapted to the company's activity, in liaison with the Management;
• Transpose regulatory compliance provisions into internal tools and procedures, in liaison with management and operational teams;
• Analyse incidents related to non-compliance risks and define corrective measures;
• Define preventive actions and sensitise staff on risk management;
• Provide training and guidance to staff on compliance matters.

The Successful Applicant

• The candidate should have a minimum of 5 years' experience in regulatory compliance within the asset management or financial industry and working with CMVM or Bank of Portugal.  
• A strong understanding of EU and local regulations, particularly AIFMD, DMIF II, AML, applicable to management fund companies (SCR, SGOIC, etc.);
• Fluency in English is essential;
• Excellent interpersonal and writing skills are necessary, with a preference for collaborative team environments.
• Candidates should exhibit a strong sense of responsibility, an interest in compliance, and the ability to assess situations effectively.
• Demonstrate flexibility and a proactive attitude toward contributing to a dynamic, growing business.

What's on Offer

This is an excellent opportunity for a compliance professional to contribute to the development of a strong regulatory framework within a dynamic and growing Asset Management Firm.

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